Sustainable
Farming and Rural Community Development
John
Ikerd
University of Missouri
"Every
few hundred years in Western history there occurs a sharp transformation. Within
a few short decades, society rearranges itself - its worldview; its basic values;
its social and political structure; its arts; its key institutions. Fifty years
later, there is a new world. We are currently living through just such a transformation."
(Peter Drucker, Post-Capitalistic Society, p. 1)
Rural
Communities: Places Without a Purpose
The roots of most American rural communities
are in agriculture. The land that is now the United States was a land of great
natural wealth. Some of that wealth was in minerals and timber, but most of it
lay in vast plains and winding valleys of fertile farmland. However, it took people
to transform this wealth into wellbeing. People had to clear the land and till
the soil to bring forth the bounty of food and fiber from the fertile fields.
It took people to care for the cattle and sheep that grazed the vast plains. And
as these people -- these farmers and ranchers -- achieved surpluses beyond their
own needs, they came to need other people in towns and rural communities. They
needed people with whom they could trade their surpluses for the things they couldn't
produce. They needed blacksmiths, dry goods stores, livery stables, banks, and
salons. But they also needed schools, churches, and medical care if they were
to move beyond economic survival to achieve a desirable quality of life.
Some
of the early American communities were built around timber and mining towns, but
most towns were farming and ranching towns. And the more people needed to care
for the land, the more people needed in town to support those farmers and ranchers.
It's likely true that distances between many towns were determined by a day's
round trip by horse and wagon. But, the number of people in those towns was determined
in large part by the nature of agriculture. For example, lands well suited for
vegetables and row crops could be farmed more intensively - supporting more families
per acre or section. Lands suited only for small grains or pasture were farmed
less intensively - supporting fewer families per section or township. Of course,
town folks also had mouths to feed with locally grown foods - greens, milk, eggs,
and bacon. But, the density of population in most rural places reflected the nature
of their agriculture.
At
the turn of the 20th century, America was still an agrarian country - about 40
percent of its people were farmers and well over half lived in very rural areas.
But, then came the second phase of the industrial revolution and the need to collect
large numbers of people into cities to "man" the large factories and
offices of a growing manufacturing economy. The simultaneous industrialization
of agriculture - mechanization, specialization, routinization, -- made it possible
for fewer farmers to feed more people better -- "freeing" farmers and
other rural people to find work in the cities.
The
same technologies that pulled rural people toward the cities pushed them off the
farms and out of rural communities. These technologies increased production per
person by substituting capital and generic knowledge for labor and individual
management. As successful new farming technologies were developed, they invariably
reduced production costs -- per bushel or per pound of production -- but only
if each farmer produced more. Thus, the incentive to realize greater profits by
reducing costs was inherently an incentive to buy bigger equipment and more commercial
inputs in order to farm more land and produce more output. As farmers individually
responded to these incentives, production in total invariably expanded, market
prices fell, and the promise of continuing profits vanished. The new technologies
were now necessary - no longer for profits but now for survival. Those who adopted
and expanded too little too late were unable to compete. They were "freed"
from their farms to find a job in the city.
Farms
were forced to get larger and larger just to survive. In fact, with a limited
population to feed and a limited amount of land to farm, fewer and fewer farmers
could possibly survive. In addition, large specialized farms often had to bypass
the local community in purchasing inputs and marketing their products in order
to remain competitive with other large farms. Their competitors were not down
the road or across the country, but might be half way around the world.
Fewer
farmers buying less locally meant less need for farm related businesses in small
towns. Fewer farmers also meant fewer farm families to buy groceries, clothes,
and haircuts in small towns. Fewer families also meant fewer people to fill the
desks in rural schools, pews in rural churches, and the waiting rooms of rural
doctors. Fewer people with a purpose for being in rural areas meant that many
rural communities were losing their purpose as well.
Today,
America is no longer an agrarian nation. Less that 2 percent of Americans call
themselves farmers and even those earn more than half of their income off the
farm. Somewhere around 25 percent of the people live in non-metropolitan areas
- but many if not most commute to a city to work. There are few people left in
farming communities to move to town and no longer any social benefit in moving
them. Industries are "downsizing" and "outsourcing" -- laying
off workers by the thousands. As consumers we spend on the average a little over
a dime out of each dollar for food and the farmer only gets a penny of that dime.
The rest goes to pay for commercial inputs and marketing services - packaging,
advertising, transportation, etc. Society no longer has anything to gain from
further industrialization of agriculture, but yet it continues. And rural communities
in farming areas continue to wither and die.
Feeling
the stress of an industrializing society, many small towns turned to industrial
recruitment - trying to become a city rather than a town - as a means of survival.
Others have tried to capture natural advantages in climate or landscapes to become
destinations for tourists from the cities. Those near the growing industrial centers
"rented out their communities" as bedrooms for those who are willing
to commute to the city. But, most rural communities in agricultural areas have
not been successful in their efforts to regain prosperity - or even to survive.
Most rural communities have become and remain places in search of a purpose.
Farming:
A Profession without a Future
As rural communities have lost their purpose,
farming - at least farming, as it is known today - has lost its future. There
is no future in farming - at least not in the kind of farming that requires ever-increasing
amounts of capital and commercial inputs to produce basic commodities for processing
into food and fiber for global markets. By definition, if the trend toward larger,
more specialized production units continues there will be room for fewer and fewer
of these units until only a handful remains.
As
capital requirements continue to grow, a corporate share-holding organizational
structure will be required to finance agricultural enterprises. Giant corporate
entities already control the processing and distribution sectors for most agricultural
commodities. As corporations gain control of agricultural production - through
outright ownership or through contractual arrangements with individual producers
-- those who refuse to contract will find they have no markets for their products.
The surviving "farmers" will, in fact, become corporate "hired
hands." Thus, there is no future in farming - as long as the only options
farmers are given are to get big, give in, or get out.
One need only look
to corporate structure of the poultry industry as a model for future livestock
production. Corporate domination of cattle feeding has been a fact of life for
years and the farm cattle feeder has become a rarity. Corporate control of hog
production is becoming a reality - with recent attempts by large operators to
gain market share forcing hog prices to their lowest levels since the Great Depression.
Corporate contractual control of ranching operations is likely not far in the
future.
Corporate
control of fresh fruits and vegetable production has been around for decades,
but may not be the model for the future of field crops. Genetic engineering instead
is the key to corporate control of crop production. Genetically modified organisms
(GMOs) can be patented - giving the patent holder exclusive rights to their utilization.
The corporations who hold the patents on the seed stock will either control or
contract with those who control processing and distribution of the resulting farm
commodities. Thus, the only viable markets will be for commodities from organisms
that have been genetically modified in some way - and are produced under contract
for the patent holder. This same strategy will likely be employed by livestock
operations as well - as corporate consolidation of firms in both the crop and
livestock sectors continues.
The
publicly stated justifications for the demise of farming will be to "ensure
that the public continues to have an adequate supply of safe and healthful food
at a reasonable price" - the same as the oft-stated justification for the
industrialization of agriculture. However, the true motivation for the corporate
take-over of agriculture is pure economic power. Those corporations that have
been able to gain control of significant sectors of agriculture have been able
to reap large profits in return. If a handful of corporations gain control of
the global food supply - they will have more economic power than has ever been
seen. It is a prize they are willing to pursue at any risk.
Can
farmers compete head-to-head with the big corporations by forming cooperative
organizations and networks? Perhaps, for a while, but the longer-term outlook
for farmer collectives is doubtful at best. Will farmer groups grow big enough,
fast enough to keep up with the consolidation of corporate power? This game is
not just about economic efficiency, or minimizing costs of production, it is about
raw market power. Will farmer groups be willing to rape the environment and gut
rural communities -- if necessary -- to pursue their economic goals? If they are,
is society any better served by a group of such farmers than by a group of similar
minded businessmen?
Farming
as we know it is coming to an end. There is no future for farming, and no future
for most rural communities, unless we are willing to embrace a new and different
kind of farming and a new and different vision for rural communities.
The
Inevitability of Change
There might seem to be little hope for farming, or
for many rural communities. But, current trends, toward industrialization and
corporate domination, will not continue. Trends never continue, at least indefinitely.
And these too will come to an end - maybe far sooner than might now seem reasonable.
A
couple of scientists proposed a list of the top twenty "great ideas in science"
in Science magazine, and invited scientists from around the world to comment (Pool,
1991). Among their top twenty were such well known ideas as the universal laws
of motion, the first and second laws of thermodynamics, and the proposition that
all life is based on the same genetic code. But, the top twenty included another
proposition -- that "everything on the earth operates in cycles." A
few scientists responding to the Science survey disagreed with the proposed theory
of universal cycles. But most who responded left "everything operated in
cycles" on their list of the top twenty great ideas in science (Culotta,
1991).
Based
on this theory of universal cycles, any observed trend is, in fact, just a phase
of a cycle. This theory of cycles implies that farms will not continue to get
either larger or smaller, at least indefinitely, but instead will cycle between
growing larger and smaller over time. History provides numerous examples where
land became concentrated in the hands of a few only later to be dispersed and
controlled by the many. For example, vast feudal land holdings once dominated
much of Europe, only to be replaced by independent land ownership. In the U.S.,
large plantations grew to dominate the South - only to later be dispersed among
many individual landholders. In what once was the Soviet Union, giant communal
farms are now being divided into smaller individual plots. It seems ironic that
many of the advisors sent to the former U.S.S.R to facilitate this process of
dispersion are deeply involved in the consolidation of independent farms into
large-scale corporate production units in the U.S.
There
have been similar cycles in the collecting and scattering of people. Anthropological
evidence indicate that people who have concentrated in large cities in centuries
past, have later -- for a variety of reasons - abandoned those cities and dispersed
themselves across the countryside. There is reason to believe that migration from
rural areas to U.S. cities during the twentieth-century was simply a phase of
a similar cycle rather than an unending trend. Most large center-cities have been
losing population for decades as people move to the suburbs in increasing numbers.
The current trend is called "urban sprawl" -- people now abandoning
the suburbs for a few acres in the country. Even further migration to more isolated
rural areas might be a logical continuation of the dispersion phase of this cycle.
The most relevant question for rural communities might be when, and for what reasons,
will people abandon the cities and suburbs to resettle rural areas? They won't
necessarily come back to the same places abandoned by people before.
Toward
A Post-Industrial Economy
Alvin Toffler, in his book Powershift, points out
that many forecasters make the mistake of simply projecting unrelated trends into
the future, as if they would continue indefinitely. Such forecasts provide no
insight regarding how the trends are interconnected or what forces are likely
to reverse current trends and move them in opposite directions.
Toffler
contends that the forces of industrialization have run their course and have already
begun to reverse. He believes the Industrial models of economic progress are becoming
increasingly obsolete, and the old notions of efficiency and productivity are
no longer valid. The new "modern" model is to produce customized goods
and services aimed at niche markets, to constantly innovate, to focus on value-added
products, and specialized production. Innovations that tailor products to the
wants and needs of specific customers are replacing cost cutting as a source of
profits and growth.
He
goes on to state that "the most important economic development of our lifetime
has been the rise of a new system of creating wealth, based no longer on muscle
but on the mind" (p. 9). He contends that "the conventional factors
of production -- land, labor, raw materials, and capital -- become less important
as knowledge is substituted for them" (p. 238). "Because it reduces
the need for raw material, labor, time, space, and capital, knowledge becomes
the central resource of the advanced economy (p. 91).
Peter
Drucker, a time-honored consultant to big business, talks of the "Post Business
Society," in his book, The New Realities. He states "the biggest shift
-- bigger by far than the changes in politics, government or economics -- is the
shift to the knowledge society. The social center of gravity has shifted to the
knowledge worker. All developed countries are becoming post-business, knowledge
societies" (p. 173).
Knowledge-based production embodies enormous complexity in simultaneous and dynamic
linkages among a multitude of interrelated factors. Cognitive scientists have
shown that humans can deal consciously with only a very small number of separate
variables simultaneously. Yet humans can perform enormously complex tasks; such
as driving a car in heavy traffic, playing a tennis match, or carrying on a conversation
- tasks that baffle the most sophisticated computers. In fact, people are capable
of performing such tasks routinely by using their well-developed subconscious
minds.
The
subconscious human mind appears to be virtually unlimited in its capacity to cope
with complexity. The human mind is capable of assimilating hundreds of feedback
relationships simultaneously as it integrates detail and dynamic complexities
together (Senge, p. 367). In fact, the human mind may be the only mechanism capable
of dealing effectively with the systems complexities embodied in the production
concepts that will dominate economic development in the future.
Drucker
points out also that there is an important, fundamental difference between knowledge
work and industrial work. Industrial work is fundamentally a mechanical process
whereas the basic principle of knowledge work is biological. He related this difference
to determining the "right size" of organization required to perform
a given task. "Greater performance in a mechanical system is obtained by
scaling up. Greater power means greater output: bigger is better. But this does
not hold for biological systems. Their size follows their function. It would surely
be counterproductive for a cockroach to be big, and equally counterproductive
for the elephant to be small. As biologists are fond of saying, 'The rat knows
everything it needs to know to be a successful rat.' Whether the rat is more intelligent
that the human being is a stupid question; in what it takes to be a successful
rat, the rat is way ahead of any other animal, including human beings" (p.
259).
Differences
in organizing principles may be critically important in determining the future
size and organizational structure of economic enterprises and ultimately in determining
their optimum geographic location. Other things being equal, the smallest effective
size is best for enterprises based on information and knowledge work. "'Bigger'
will be 'better' only if the task cannot be done otherwise" (Drucker, p.
260). Small enterprises can be located almost anywhere.
When
there is no longer any economic justification for bigness, there will no longer
be any economic justification for corporations. The only societal motivation for
chartering corporations was to make it easier to raise the capital necessary to
finance enterprises larger than could be financed by individuals or partnerships
of investors. Corporations have been subsidized by various means, providing additional
incentives for businesses to become larger, under the assumption that larger organizations
would be more efficient, and would pass along their cost savings to consumers.
There are serious questions concerning whether corporations today serve any positive
public purpose - even in cases where large operations might be more cost efficient.
In an era where "smaller is better," corporations will have lost even
their original claim to special treatment. Corporations exist only at the consent
of the people -- the public granted their original charters, and the public can
revoke those charters. The practical question for the future is whether corporations
have gained so much political power that they may continue to exist, and even
be subsidized, long after they have lost any societal purpose for being. But once
they have lost their purpose, the era of corporations eventually will come to
an end - regardless of their political power at the present.
Robert
Reich, former U.S. Secretary of Labor, addresses future trends in the global economy
in his book, The Work of Nations. He identifies three emerging broad categories
of work corresponding to emerging competitive positions within the global economy:
routine production service, in-person service, and symbolic-analytic services
(Reich, p. 174). He calls routine service workers the old foot soldiers of American
capitalism in high-volume enterprises. They include low- and mid-level managers
-- foremen, line managers, clerical supervisors, etc. -- in addition to traditional
blue-collar workers. Production workers typically work for large industrial organizations.
These workers live primarily by the sweat of their brow, or their ability to follow
directions and carry out orders, rather than by using their minds.
In-person
service, like production service, entails simple and repetitive tasks. The big
difference is that these services must be provided person-to-person. They include
people such as retail sales workers, waiters and waitresses, janitors, cashiers,
child-care workers, hairdressers, flight attendants, and security guards. Like
routine production work, most in-person service work is closely supervised and
requires relatively little education. In-person service providers utilize a diversity
of organizational structures, ranging from individual providers to large franchised
organizations. Unlike routine production work, individual personality can be a
big plus, or minus, for in-person service workers.
Symbolic-analysts
are the "mind workers" in Reich's classification scheme. They include
all the problem-solvers, problem-identifiers, and strategic-brokers. They include
scientists, design engineers, public relations executives, investment bankers,
doctors, lawyers, real estate developers, and consultants of all types. They also
include writers and editors, musicians, production designers, teachers, and even
university professors. He points out that symbolic analysts often work alone or
in small teams, which are frequently connected only informally and flexibly with
larger organizations. Like Toffler and Drucker, Reich believes that power and
wealth of the future will be created by symbolic-analysis, by mind work, rather
than by routine production or in-person service.
John
Naisbitt and Patricia Aburdene in their book, Megatrends 2000, call the triumph
of the individual the great unifying theme at the conclusion of this century.
They talk about greater acceptance of individual responsibility as new technologies
extend the power of individuals. Their "mind workers" are called individual
entrepreneurs. They point out that small-time entrepreneurs have already seized
multibillion-dollar markets from large, well-heeled businesses - successes of
small "upstart" in microcomputers and microbreweries provide a couple
of examples (p. 324).
They
point out, that the industrial revolution built the great cities of Europe, America,
and Japan. But today's cities are based on technologies of 100 years ago such
as indoor plumbing, electric lighting, steel frame buildings, elevators, subways,
and the telephone. Railroads and waterways made it easy and inexpensive to move
raw materials and finished goods over long distances, but it was much more expensive
then to move people even short distances.
But,
the cities have already lost much of their purpose as places for people to live.
Multi-lane freeways and extended mass transit systems have allowed people to retreat
to the suburbs by making it easier for them to get to and from work. Naisbitt
and Aburdene contend that "In many ways, if cities did not exist, it now
would not be necessary to invent them" (p. 332). Drucker adds that the real-estate
boom, and the associated new skyscrapers, in big cities in the seventies and eighties
were not signs of health. They were instead the signals of the beginning of the
end of the central city. "The city might become an information center rather
than a center of work -- a place from which information (news, data, music) radiates.
It might resemble the medieval cathedral where the peasants from the surrounding
countryside congregated once or twice a year at the great feast days; in between
it stood empty except for the learned clerics and its cathedral school" (Drucker,
p. 259).
People
are abandoning the cities for the suburbs for quality of life reasons: lower crime
rates, quality housing at a lower cost, and recreational opportunities. Many people
are now free to abandon the suburbs for rural area for quality of life reasons
as well: more living space, a cleaner environment, prettier landscapes, and, perhaps
most important, for a place to regain a sense of community, a sense of belonging.
Many
knowledge workers, while working alone or in small groups, are choosing not to
face the world alone but rather are seeking community -- the free association
among people. Large business organizations, government bureaucracies, labor unions,
and other collectives have provided hiding places for avoiders of responsibility.
In a community there is no place to hide. Everyone knows who is contributing and
who is not. In communities, individual differences are recognized and rewarded.
Enlightened individuals may well choose to restore a sense of community -- all
but destroyed by corporate industrialism. These people are not looking for a place
to hide but rather for a place to be recognized -- a place to belong.
Toward
A Post-Industrial Agriculture
If the rest of society is moving toward a post-industrial
economy, why are some sectors of the agricultural economy, specifically swine
and dairy, continuing to experience rapid industrialization? In Joel Barker's
book: Paradigms, he points out that new paradigms (including developmental models)
tend to emerge while, in the minds of most people, the old paradigm is doing quite
well.
Typically,
"a new paradigm appears sooner than it is needed" and "sooner than
it is wanted." Consequently the logical and rational response to a new paradigm
by most people is rejection (Barker, p. 47). New paradigms emerge when it becomes
apparent to some people, not necessarily many, that the old paradigm is incapable
of solving some important problems of society. Paradigms may also create new problems,
while providing poor solutions to the old ones, when they are applied in situations
where they are not well suited.
American
agriculture provides a prime example of both over application and misapplication
of the industrial paradigm. The early gains of appropriate specialization in agriculture
lifted people out of subsistence living and made the American industrial revolution
possible. But, the potential societal benefits from agricultural industrialization
were probably largely realized by the late 1960s. More recent "advances"
in agricultural technologies may well have done more damage to the ecological
and social resources of rural areas than any societal benefit they may have created
from more "efficient" food production.
Industrialization
of agriculture probably lagged behind the rest of the economy because its biological
systems were the most difficult to industrialize. Agriculture, due to its biological
nature, doesn't fit industrialization; it is being forced to conform. Consequently,
the benefits are less, the problems are greater, it is being industrialized last,
and it likely will remain industrialized for a shorter period of time.
A
new post-industrial paradigm for American agriculture is already emerging to replace
the industrial model of agriculture. The new paradigm is emerging under the conceptual
umbrella of sustainable agriculture. A sustainable agriculture must meet the needs
of the current generation while leaving equal or better opportunities for those
of future generations. To achieve sustainability, farming systems must be ecologically
sound, economically viable, and socially responsible. All are necessary and none
alone or in pairs is sufficient. Sustainable agriculture cannot be defined as
a set of farming practices or methods, but instead must be defined in terms of
its purpose - sustaining people across generations through agriculture -- and
the ecological, economic, and social principles that must be followed in achieving
that purpose.
The
sustainable agriculture paradigm has emerged to address the problems created by
the industrial model, primarily pollution of the natural environment and degradation
of the natural resource base. This new paradigm seems capable also of creating
benefits that are inherently incompatible with the industrial model -- such as
greater individual creativity, greater dignity of work, and more attention to
issues of social equity. It is conceivable that industrial agricultural systems
might be developed that appear to be both profitable and ecologically sound -
at least in the short run. But, industrial systems inherently degrade the human
resources - the people they employ - they simply cannot meet the sustainability
test for social responsibility.
The
sustainable agriculture paradigm is consistent with the visions of Toffler, Drucker,
Reich and others of a post-industrial era of human progress. Sustainable agriculture
is management intensive, rather than management extensive. Sustainable farms must
be managed holistically as a living organism - with consideration given to multitudes
of interdependencies and feed back loops among their interrelated parts or organs.
Sustainable systems must be individualistic, site-specific, and dynamic. They
must be capable of responding to the every changing capacities and abilities of
both the farmer and the land. Thus, sustainable farming is inherently information,
knowledge, and management intensive.
Complexity,
interdependency, and simultaneous processes are fundamental elements of the sustainable
model, which is clearly biological rather than mechanical in nature. For such
systems, size and form must follow function. In biological systems, individual
elements must conform to their ecological and social niche. Big, specialized farms
will be sustainable only if their "niche" is equally large and homogeneous.
Most conventional commercial farming operations have already outgrown their niches.
That's the basic source of their ecological, social, and economic problems.
The
sustainable agriculture paradigm in agriculture is at about the same stage of
development as was agricultural industrialization in the days of steam-driven
threshing machines and steel wheeled tractors. In other words, a few sustainable
agriculture pioneers are out on the frontier of knowledge, but this new frontier
of farming is still far from being settled. Much remains to be learned about this
new paradigm and only time will reveal how it is to be implemented in sustaining
a desirable quality of life for farmers and for society as a whole. Some current
examples of its application include: organic production of vegetables, grains,
and meats; low-input production for local, direct markets; community supported
agriculture (CSAs); farmers' markets and other niche market for ecologically grown
products; management intensive grazing of livestock and seasonal dairies; free
range and pastured poultry; and organic cotton. The USDA is supporting a project
to develop mini case studies of one thousand successful sustainable farmers. This
project quite likely will illustrate a thousand different approaches to sustaining
agriculture - as many as there are farmers who pursue it. But, the project will
also illustrate a common dedication to the same basic purpose and to the fundamental
principles of sustainability.
It
will take knowledge, "mind work," not physical or economic muscle, for
farmers of the future to find a niche where they carry out farming by means that
are ecologically sound, economically viable, and socially responsible. Returning
to Peter Drucker's Post-Capitalistic Society: "In the knowledge society into
which we are moving, individuals are central. Knowledge is not impersonal, like
money. Knowledge does not reside in a book, a databank, a software program; they
contain only information. Knowledge is always embodied in a person, carried by
a person; created, augmented, or improved by a person; applied by a person; taught
by a person, and passed on by a person. The shift to the knowledge society therefore
puts the person in the center" (p. 210). People are at the key to farming
sustainably. People - not new technologies - are the key to the future of farming
and of rural communities.
The
Renaissance of Rural Communities
Community economic development strategies
are already changing to reflect knowledge-based approaches to economic development.
As large companies and branch plants leave rural areas and move overseas for cheaper
labor, communities are beginning to concentrate on improving the quality of jobs
remaining. Rural people - if not community leaders - are beginning to question
the old strategies of industrial recruitment, industrial parks, and tax breaks
for new industries. The new strategies for community self-development are in line
with the business theories of Reich and others. These strategies invest in mind-workers
by encouraging entrepreneurs within the community to build small businesses and
strengthen the local economy. Local buyer-supplier projects are encouraged to
plug the loss in dollars leaving the community by replacing imports with locally
produced goods and services.
However,
most communities still seem to be lacking a clear vision of a new fundamental
purpose for their existence. They know they can no longer depend on agriculture
as the primary engine of rural economic development. They realize that industry
recruitment is destined to fail for most rural communities -- there simple won't
be enough American based industries in the future to go around. They see promotion
of small-scale projects; such as niche markets, bed and breakfasts, and local
festivals; as piecemeal, stop-gap strategies with limited long run potential for
developing their community.
Rural
communities that have no development strategies of their own essentially forfeit
the rights to develop their communities to others - others from outside the community.
Those "others" already have their own vision of the future in mind for
rural areas - as places to dump whatever they don't want in "their back yards"
in urban areas. They see rural areas as open spaces where they can build prisons,
garbage dumps, landfills, toxic waste incinerators, and large confinement animal
feeding operations. They are looking for open spaces housed by a few desperate
people who will accept almost anything that offers a minimum wage job or a chance
to sell out and move to town.
Rural
communities need positive development strategies of their own - strategies that
will create economic opportunity without degrading either the land or the people.
They need strategies for "sustainable" development. They need development
that is linked to local resources, that maintains the productivity of those resources,
and protects their physical and social environment. However, sustainable development
must also provide an acceptable level of economic returns and otherwise enhance
the quality of life of those who live and work in the community. Development strategies
that rely solely, or even primarily, on local natural resources are unlikely to
fulfill these latter requirements. However, the obstacle of limited local resources
can be overcome by those who have a clear vision of the new realities of economic
development and a firm commitment to make their community a part of the coming
rural renaissance. Limited natural resources will be leveraged -- in much the
same way as equity capital is leveraged in financing a business. As the local
economy continues to grow, its natural resource "equity" will become
a smaller proportion of its total economy, but no less important than is equity
capital to a business in ensuring its survivability and sustainability.
Robert
Reich stresses that the economy is no longer local, or even national in scope,
but is truly global. Neither communities nor nations can depend on capturing the
benefits of local capital, local industries, or even locally developed technologies
in a global economy. Money, jobs, and technology can and will move freely to anywhere
on the globe where they can be used to the greatest advantage. First, sustainable
development must be linked to something that cannot easily be moved. And second,
sustainable development strategies must give local workers and investors a logical
reason for investing, working, and spending in the communities where they live.
Communities cannot be sustained with out strong economic interdependencies among
those within communities. But, people must have strong logical reasons for developing
interdependent relationships.
Reich
outlines two fundamental strategies for national economic development in a global
economy. First, he advocates investment in infrastructure, including such things
as roads, bridges, airports, and telecommunications access systems. Infrastructure
has two important development dimensions. First, it facilitates productivity by
making production processes easier and more efficient. Second, infrastructure
is geographically fixed in the country where it is built. If producers want to
use U.S. roads, bridges, airports and communications accesses, they have to use
them where they are, in the country that built them. Fixed natural resources -
such as agricultural land - can be used to achieve this same critical developmental
impact without building anything. The challenge is to find ways to leverage the
local land base to support more people better without degrading the resource -
to develop a more sustainable agriculture.
Reich's
second, and even more important, development strategy is to invest in people.
People who work with their minds will be the fundamental source of productivity
in a knowledge-based era of the twenty-first century. This makes the local natural
base less limiting, but no less important, than in previous eras of development.
If a nation is to be productive in the post-industrial economy, its people must
be productive. Reich apparently depends heavily on national allegiance to keep
productive people working in the nation that helped them develop their minds.
If agriculture is to be a cornerstone for rural community development, it must
be the type of agriculture that employs the talents of thinking, innovative, productive
people - it must be a sustainable agriculture. These are the types of people who
can leverage a limited resource base into a vibrant, sustainable community.
With
one important added element, Reich's strategy for national economic development
- investing in infrastructure and local people -- becomes a logical strategy for
rural community development. However, rural communities cannot depend on an allegiance
of rural residents to their communities to keep productive people in rural areas.
People can and do move freely among communities within the U.S. During the rural
renaissance, it will be critically important for communities to be able to attract
new mind workers, if there are to be places where "home-grown" mind
workers will want to stay. The primary attraction of rural communities for current
and future mind workers will be the promise of a desirable quality of life.
Quality
of life is a product of human relationships -- relationships among people and
between people and their environment. Obviously, other things such as employment,
income, personal safety, economic security, and access to health care are important
aspects of quality of life. However, quality of life also includes peoples' subjective
judgments regarding self-determination, freedom to participate, individual equity,
freedom from discrimination, economic opportunity, ability to cope with change,
social acceptance, and treatment according to accepted social principles of one's
culture.
Communities
that survive and prosper during the rural renaissance will be culturally diverse.
Diversity will be an important source of creativity, innovation, and synergistic
productivity, and will be an important aspect of quality of life in rural areas.
In rural communities people will have an opportunity to know each other individually
rather than simply accept the stereotypes of their cultural groups.
Successful
rural communities will be made up of long-time rural residents, bright young people
who choose to stay, returning rural residents, those born in urban areas of the
U.S., and those born in other countries. They may also be Anglo American, Afro
American, Asian, Mexican, and Canadian as well. Male and female, young and old,
rich and poor, educated and less well educated, may be viewed as different, but
they must be respected for their differences in the workplace and in the town
halls of rural renaissance communities. Communities that fail to meet the challenges
of the cultural renaissance will be unlikely to provide the quality of life necessary
to participate in the economic renaissance as well.
Basic
Strategies for Rural Revitalization
Successful rural revitalization strategies
for the future will be unique to each community that succeeds. Standard operating
procedures, best practices, and recipes for success were characteristics of the
industrial era but not of the post-industrial era of knowledge-based development.
However, the fundamental principles and concepts outlined above can provide some
guidance for those who have the vision of a rural renaissance and the determination
to participate in this historic process. The following are a few of the more obvious
elements of a successful rural revitalization strategy.
o Invest in people: People are the basic source of productivity in a knowledge-based
era of economic development. The "virtuous cycle" of education, increased
innovation, increased investment, increased value, and higher wages offers an
alternative to the vicious cycle of industrial recruitment, low wages, declining
emphasis on education, declining communities, and resulting downward spiral (Reich,
1991). The common practice of preparing the "best and the brightest"
to leave rural areas will have to be reversed to meet the cultural and economic
needs. "Home-grown" mind workers have a sense of the quality of rural
life that immigrants from urban areas will be seeking. Quality life-long education
will be equally critical to prepare people to succeed in the new, dynamic era
of economic development.
o
Invest in infrastructure: Good roads and access to airports will be important.
However, modern telecommunications systems will be the key element in making rural
areas competitive with urban and suburban areas in an information driven, knowledge-based
society. A national initiative to bring twenty-first century communications systems
to rural communities may be more important to rural areas today than was the rural
free mail delivery and rural electrification programs of times past. Invest in
facilities that will bring people together. A good farmers' market may be more
effective than a recreation facility in helping people within the community understand
each other's way of life.
o Invest in quality of life: Help people make the most of local climate, landscapes
and recreational opportunities. Land use planning and zoning can make and keep
quality spaces in rural communities providing quality places for people to live.
However, farming, residential, and recreation land uses can be compatible - and
must be compatible - in a sustainable rural community. Make health care an investment
in the future. Provide maternity wards and pediatricians not just cardiac units
and nursing homes. Make personal security and safety a top priority. This, as
much as any single factor, will enhance the perception of rural communities a
quality place to live.
o Make a commitment of understanding, accepting, and valuing diversity: Quality
of life is about relationships among people. Thinking, learning, behaving, and
working alike was necessary for success in the industrial era of development.
Thinking, learning, behaving, and working differently, but working in harmony,
will be the key to success in the knowledge-based era of development. Communities
that fail to understand, accept, and value diversity among people are unlikely
to succeed in a knowledge-based era of development.
o
Link development to local resources: This is the key to making development sustainable
in any given place. Natural resources such as land, minerals, landscapes, and
climates must be utilized, at least initially, in the geographic locations where
they exist. Agricultural land is still the most valuable geographically fixed
resource for many rural communities. Large scale, industrial agriculture provides
little local community support. Sustainable agriculture, on the other hand, is
a knowledge-based system of farming that depends on the productivity of local
people. Wendell Berry points out, "...if agriculture is to remain productive,
it must preserve the land and the fertility and ecological health of the land;
the land, that is, must be used well. A further requirement, therefore, is that
if the land is to be used well, the people who use it must know it well, must
be highly motivated to use it well, must know how to use it well, must have time
to use it well, and must be able to afford to use it well" (p. 147). Agricultural
mind-work can multiply the value to agricultural products before they leave rural
areas and replace many agricultural inputs that are brought in from elsewhere.
Investments that sustain local agriculture may well be the most important investment
many rural communities can make to sustain their local economies.
o Share the vision: A community must share its vision of the future rural America,
and what it is doing to shape its own future with others, if it is to share in
the rural renaissance. There may be a great-untapped demand for what rural communities
have, or can have, to offer. Productive people who desire a better quality of
life may simply be locked into an old vision of rural communities as places of
depression, decline, and decay.
The
most important single step toward success may be for those in the community to
develop a shared vision of hope -- for a better way of life and a brighter future
of their community. The vision of each person in the community will be different
from the vision of others in many respects and not all will be hopeful. However,
the people of a community must search for and find some common positive elements
among their different visions to provide the nucleus for a shared vision of hope.
Otherwise, the group is not really a community but rather a collection of people
who happen to live in the same general area. A community that has found its shared
vision has made its first critical step toward self-revitalization. Hope then
can begin to transform reality. To paraphrase Jesse Jackson, the articulate civil
rights leader, "if they can conceive it, and believe it, they can achieve
it." The future of rural America belongs to those who have the courage to
seize it.
REFERENCES
Barker,
Joel. 1993. Paradigms: The Business of Discovering the Future, HarperBusiness,
a Division of HarperCollins Publishing, New York, New York.
Berry,
Wendell. 1990. What are People For. North Point Press, San Francisco, CA.
Culotta,
Elizabeth. 1991. "Science's 20 greatest hits take their lumps," Science,
American Academy of Science, March 15, 251:4999, p. 1308.
Drucker,
Peter. 1989. The New Realities. Harper and Row, Publishers, Inc. New York,
New York.
Drucker,
Peter, 1993. Post-Capitalist Society, HarperCollins Publishers, Inc. New York,
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Naisbitt,
John and Patricia Aburdene. Megatrends 2000. 1990. Avon Books, The Hearst
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Robert. 1991. "Science Literacy: The Enemy is Us," Science, American
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Robert B. 1992, The Work of Nations. Vintage Books, Random House Publishing, New
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Senge, Peter M. 1990. The Fifth Discipline. Doubleday
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Toffler,
Alvin, Powewshift, Bantam Books, New York, NY, 1990.
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